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Civil
Society Organisations (CSOs) are increasingly involved in development
policy, and recognise the need to use evidence and engage with policy
processes more effectively. ODI's Civil Society Partnerships Programme
(CSPP) is designed to help them to do this. While seeking to capitalise
on ODI's 40 years of development research and policy work, particularly
with Northern governments and agencies, the programme recognises
the need to learn much more about how Southern organisations do
it. To facilitate this the CSPP will need to develop long term equitable
relationships with a wide range of Southern partner organisations.
This study presents a summary of current thinking on issues of accountability,
partnership and capacity-building between Northern and Southern
organisations, and provides some examples of current practice among
organisations involved in similar work.
Genuine partnerships are not an end in themselves - they are practiced
and promoted in order to strengthen the capacity of the partners
and ensure that the results of the partnership will be both relevant
to target groups and sustainable in the long term. Capacity building
is often a supply driven activity in which the so-called 'partners'
do not share common goals, values or expectations. Traditionally,
partnerships took place along the lines of a principal-agent relationship
(donor-recipient), in which the principal holds authority and the
latter is simply a receiver of support. In recent years, however,
there has been a shift towards a more collaborative, mutually beneficial
type of partnership. In this new partnership model both parties
join their resources to achieve common benefits. An equitable partnership
characterised by mutual accountability between partners needs to
recognise that each party has different objectives, brings different
capacity to the partnership, and will each learn something from
it. This highlights the need for mutual respect of each partner
organisation's mission and values as well as agreement on the terms
of the relationship. The success of a partnership depends on the
extent to which ownership, power and commitment are shared by the
organisational partners. Ethics and principles play an important
role in the partnership because they enhance the degree to which
ownership, power and commitment are respected and shared.
Partnerships are neither rigid
nor static, but fluid and dynamic relationships which develop with
time. North-South partnerships in particular need to evolve, building
capacity and structures that ensure partners are accountable to
each other while addressing the needs of their respective stakeholder
groups. In practice, there are two main barriers to effective partnerships:
(i) inequality/power imbalances between partners; and (ii) the partners'
internal management systems. These can be overcome by transferring
responsibility and ownership to the less powerful partner and by
investing in the necessary internal systems to provide effective
support to the partnership.
Accountability refers to a chain
of relationships in which actors are accountable upwards (to donors
and other actors that have formal authority over the organisation),
downwards (to target groups and beneficiaries but also to other
groups and individuals that the organisation might affect directly
and indirectly) and inwards (to organisational missions, vision
and values). A three level accountability relationship is therefore
required in partnerships: accountability of partners to their own
stakeholders; accountability of partners to each other; and accountability
of the partnership to its stakeholders.
In the context of this study however, the accountability of partners
to each other requires special attention. The key areas that need
to be clarified when organisations enter into a partnership are:
(i) access to timely and accurate information; (ii) terms of engagement;
(iii) the legitimacy of engagement/partnership; and (iv) procedural
review and evaluation mechanisms. These are elaborated in greater
detail in the sections below (or view
full working paper 255 pdf 264kb).
Under the Organisations section,
an overview is provided of the organisational policies and strategies
used by Northern organisations to promote equitable partnerships.
While these are often rooted in common development cooperation policies
and frequently share the same broad principles, there are wide variations
in practice. All though tend to include the ethical, substantive
and procedural elements, however there is often a wide gap between
policy and practice. The following examples are discussed in greater
length in the paper:
- The Canadian Council
for International Cooperation (CCIC) believes that establishing
and maintaining relations on the basis of partnership is key to
achieving development. The set of principles it has developed
are broad, yet it offers guidelines as to how to initiate a partnership,
how to maintain and strengthen it, and how to end it.
- The Dutch Ministry
of Foreign Affairs regards partnerships as an attitude, a
working method and a means. By searching together for added value,
partners enter into a joint commitment.
- The Deutsche Gesellschaft
für Technische Zusammenarbeit GmbH (GTZ) has four main
criteria which must be met before they enter into a partnership:
the project must be in line with the development-policy goals
of the German Federal Government; all partners must have compatible
interests; the private partner must make a key contribution to
the project; and GTZ provides only those services to a project
that the partner would not be able to render on its own.
- The International
Development Research Centre (IDRC) envisages partnership as
a relationship based on a shared vision and mutual respect that
equitably addresses issues of ownership and control; that recognises
fully the different contributions of each partner; that acknowledges
reciprocal rights, obligations and accountability; and that is
conducted in an open, transparent and collegial matter.
- The Swiss Commission
for Research Partnerships in Developing Countries (KFPE) has
developed guidelines based around 11 principles including joint
objectives; mutual trust; sharing information; shared responsibility;
and transparency.
- The main guiding principles of the Norwegian
Council of Universities' Programme for Development Research and
Education (NUFU) are equality in partnership, mutual benefit
and the prevalence of Southern needs in identifying areas for
cooperation.
- In addition to shared vision, objectives, activities and reciprocal
obligations, Denmark's
Development Policy 'Partnership 2000' emphasises strengthening
the party that has the fewest resources.
- The US Agency for
International Development's (USAID) comprehensive partnership
principles and procedures emphasise the balance between respect
for the principles of 'privateness' and independence with the
maintenance of clear, results-oriented standards of accountability
in the pursuit of mutually agreed objectives.
The annotated bibliography
contains summaries of the most important publications and websites
addressing the issues of accountability, partnerships and capacity
building.
Click on the links for further information:
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