
School children in Uganda
Source: flickr/james_michael_hill
The role of social protection in development is being increasingly recognised by governments and donors for both its role in poverty alleviation and potential for growth promotion.
ODI is involved in a number of research projects contributing to the learning and knowledge around various aspects of social protection. These include projects examining linkages between social protection and agricultural growth, exploring the role of cash transfers in social protection and examining their effectiveness in emergencies. ODI is also researching policy instruments for addressing inequality more generally, in co-operation with the Chronic Poverty Research Centre.


ODI resources on this theme cover the following areas:

| The role of social protection in social development
|
| |
show details hide details
Policy Paper on Social Protection
(PDF, 297kb)
This paper asks what is meant by social protection, clarifying its meaning, purpose and scope. It draws on a series of related ODI theme papers on social protection - all prepared for the Africa Commission in 2005. These covered social protection and: rights-based approaches, basic services, conflict, food security, financing, gender and the implications of Hiv/Aids.
ODI Specialist Series - Background papers for the Africa Commission
-
September 2004
Andrew Shepherd, with Rachel Marcus, Armando Barrientos
|
| |

| Governance and the politics of social protection
|
| |
show details hide details
The potential for joint programmes for long-term cash transfers in unstable situations
(PDF, 189kb)
This paper examines the potential for jointly funded long-term cash transfers to form part of social protection in unstable situations. It argues that there are three essential challenges:
* Financing – how to provide longer term, more harmonised and predictable funding for social transfers in unstable situations;
* Actors and delivery capacity – which actors or combinations of actors could deliver social transfers at scale (governments, NGOs, UN agencies, or the private sector);
* Mechanisms – the form a social transfer should take (food or cash).
HPG Publication - Commissioned Report
-
September 2007
Paul Harvey and Rebecca Holmes
|
| |
show details hide details
Tackling obstacles to social protection for chronically poor people
(PDF, 365kb)
Negative perceptions of social protection transfers continue to influence national and international anti-poverty agendas. Most of the concerns raised are based on misconceptions. This briefing outlines evidence that demolishes some of the myths concerning social protection.
Chronic Poverty Research Centre (CPRC) Policy Brief
3
-
February 2007
Rachel Marcus
|
| |
show details hide details
Agricultural rehabilitation: Mapping the linkages between humanitarian relief, social protection and development
(PDF, 79kb)
This brief addresses the question of how to support the livelihoods of rural people who have been affected by conflict. Specifically, it focuses on how international actors might move beyond conventional seeds and tools interventions to address vulnerability and support the agricultural component of rural livelihoods in countries emerging from conflict. It examines, both conceptually and practically, how agricultural rehabilitation can contribute to linking humanitarian assistance, social protection and longer-term development through the provision of effective support in ways that are consistent with core humanitarian principles as well as with livelihoods and rights-based approaches. The paper is based on lessons from Afghanistan and Sierra Leone, and draws its analysis from livelihoods work and social protection
HPG Publication - Policy Brief
23
-
April 2006
Catherine Longley, Ian Christopolos and Tom Slaymaker
|
| |
show details hide details
Cash transfer programmes in Afghanistan: a desk review of current policy and practice
(PDF, 154kb)
This case study of cash and voucher programmes in Afghanistan focuses on the post-Taliban period, from the signature of the Bonn agreement on 5 December 2001 to the creation of the transitional government in October 2004. It forms part of wider research conducted by the Humanitarian Policy Group (HPG), seeking to analyse recent experiences with cash- and voucher-based responses.
-
June 2005
Charles-Antoine Hofmann
|
| |

| Risk, disasters and emergencies
|
| |
show details hide details
Cash-based responses in emergencies
(PDF, 60kb)
This brief is a summary of a three-year research project looking into when the option of giving people money instead of, or as well as, in-kind assistance is feasible and appropriate. A strong body of evidence is starting to emerge to indicate that providing people with cash or vouchers works. It is possible to target and distribute cash safely, and people spend money sensibly on basic essentials and on rebuilding livelihoods. What is more, cash transfers can provide a stimulus to local economies, and in some contexts can be more cost-effective than commodity-based alternatives.
HPG Publication - Policy Brief
25
-
February 2007
Paul Harvey
|
| |
show details hide details
Disasters vol. 30, no. 3 - special issue on cash transfers
Emerging evidence on the role of cash transfers in poverty reduction means that they are on the agenda in emergency and developmental contexts across the developing world. In a unique initiative Development Policy Review and Disasters have published simultaneous theme issues on cash transfers.
ODI Journals - Disasters
-
September 2006
Various authors
|
| |
|
| |
show details hide details
Agricultural rehabilitation: Mapping the linkages between humanitarian relief, social protection and development
(PDF, 79kb)
This brief addresses the question of how to support the livelihoods of rural people who have been affected by conflict. Specifically, it focuses on how international actors might move beyond conventional seeds and tools interventions to address vulnerability and support the agricultural component of rural livelihoods in countries emerging from conflict. It examines, both conceptually and practically, how agricultural rehabilitation can contribute to linking humanitarian assistance, social protection and longer-term development through the provision of effective support in ways that are consistent with core humanitarian principles as well as with livelihoods and rights-based approaches. The paper is based on lessons from Afghanistan and Sierra Leone, and draws its analysis from livelihoods work and social protection
HPG Publication - Policy Brief
23
-
April 2006
Catherine Longley, Ian Christopolos and Tom Slaymaker
|
| |
show details hide details
Cash transfer programmes in Afghanistan: a desk review of current policy and practice
(PDF, 154kb)
This case study of cash and voucher programmes in Afghanistan focuses on the post-Taliban period, from the signature of the Bonn agreement on 5 December 2001 to the creation of the transitional government in October 2004. It forms part of wider research conducted by the Humanitarian Policy Group (HPG), seeking to analyse recent experiences with cash- and voucher-based responses.
-
June 2005
Charles-Antoine Hofmann
|
| |
show details hide details
Food security, social protection, growth and poverty reduction synergies: the starter pack programme in Malawi
(PDF, 107kb)
There is growing evidence that in some countries, acute food crisis takes place against a backdrop of increasingly entrenched chronic food insecurity. Malawi, with its high population density, diminishing farm size, decreasing soil fertility, high cost of imported inputs such as fertiliser, weak service delivery systems and weak governance, is one such country. In settings such as these, the policy options are limited. This paper analyses the performance of a highly innovative intervention in Malawi – the Starter Pack programme – which provided free of charge small packs of improved maize and other seed together with appropriate fertiliser. The paper discusses how the objectives of this programme evolved (but remain complex), its cost-effectiveness, and complementary policy objectives that might be pursued. It considers the different expectations raised by Starter Pack with regard to agricultural growth, poverty reduction, social protection and food security. The paper argues that Starter Pack’s main strength is as a tool for combating chronic food insecurity, but there are also important synergies with social protection, growth and poverty reduction.
ODI Specialist Series - Natural Resource Perspective
95
-
September 2004
Sarah Levy with Carlos Barahona and Blessings Chinsinga
|
| |

| How social protection links to economic growth
|
| |
show details hide details
The Indian National Rural Employment Guarantee Act: Will it reduce poverty and boost the economy?
(PDF, 185kb)
This paper reviews early experience with a major new public works programme in India, the National Rural Employment Guarantee Act (NREGA) passed by the Indian parliament in September 2005. The act built on a previous initiative in one Indian state — the Maharashtra Rural Employment Guarantee Programme1 — to ensure that a minimum amount of paid work would be available to those in rural areas who need it. As an act of parliament, it confers statutory rights — unlike a project, which could be prone to short-term changes. In specified districts (now more than half of the districts in the country), NREGA offers up to 100 days of employment per rural household per year on public works, at the prevailing minimum unskilled wage rate. The aim of the act is to boost the rural economy and enhance overall economic growth.
ODI Publications - Project Briefing
7
-
January 2008
Disa Sjoblom and John Farrington
|
| |
show details hide details
Linking social protection and the productive sectors
(PDF, 234kb)
Agricultural productivity can be supported by well-designed social protection programmes
* In relation to the productive sectors, social protection can enhance resilience in the face of threats, limit disinvestment, and, by reducing perceptions of high risk, promote investment by the poor.
* Though some of the links between social protection and growth are specific to the agricultural sector, others are more generic.
* Agriculture can be more socially protecting, and social protection more sensitive to impacts on production, if ministries of finance can leverage joined-up thinking and action.
ODI Publications - Briefing Paper
28
-
October 2007
John Farrington, Rachel Slater and Rebecca Holmes
|
| |
show details hide details
Agricultural rehabilitation: Mapping the linkages between humanitarian relief, social protection and development
(PDF, 79kb)
This brief addresses the question of how to support the livelihoods of rural people who have been affected by conflict. Specifically, it focuses on how international actors might move beyond conventional seeds and tools interventions to address vulnerability and support the agricultural component of rural livelihoods in countries emerging from conflict. It examines, both conceptually and practically, how agricultural rehabilitation can contribute to linking humanitarian assistance, social protection and longer-term development through the provision of effective support in ways that are consistent with core humanitarian principles as well as with livelihoods and rights-based approaches. The paper is based on lessons from Afghanistan and Sierra Leone, and draws its analysis from livelihoods work and social protection
HPG Publication - Policy Brief
23
-
April 2006
Catherine Longley, Ian Christopolos and Tom Slaymaker
|
| |
show details hide details
Cash transfers – Mere 'Gadaffi Syndrome', or serious potential for rural rehabilitation and development?
(PDF, 101kb)
There has been a stark dichotomy between development approaches concerned with the productive sectors, usually focusing on enhancing the ‘supply side’, and those concerned with social protection, which have been widely regarded as a drain on public resources. This paper argues that the two are complementary and that social protection is less of a ‘drain’ than previously thought.
ODI Specialist Series - Natural Resource Perspective
97
-
March 2005
Paul Harvey, Rachel Slater and John Farrington
|
| |
show details hide details
Social Protection and Livelihood Promotion in Agriculture: Towards Operational Guidelines
(PDF, 161kb)
This paper argues that questions of how to operationalise the principles contained in the (modified) World Bank Social Risk Management approach are of crucial importance, but pose considerable challenges. Whilst “Rural Worlds 1, 2 and 3” provide a basis for this, a nuanced classification of rural space, people and institutions is needed if these challenges are to be met. Such nuancing is needed in order to identify, for instance, how to treat the chronically vulnerable (who cannot fully engage in productive activity), or how to treat those engaged in, for instance, labour markets which link across different Rural Worlds. The paper concludes by proposing a number of recommendations for donors, including recommendations on how the principles underpinning a modified SRM approach can be operationalised.
Chapter in book by OECD Povnet
-
February 2005
John Farrington
|
| |
show details hide details
Food security, social protection, growth and poverty reduction synergies: the starter pack programme in Malawi
(PDF, 107kb)
There is growing evidence that in some countries, acute food crisis takes place against a backdrop of increasingly entrenched chronic food insecurity. Malawi, with its high population density, diminishing farm size, decreasing soil fertility, high cost of imported inputs such as fertiliser, weak service delivery systems and weak governance, is one such country. In settings such as these, the policy options are limited. This paper analyses the performance of a highly innovative intervention in Malawi – the Starter Pack programme – which provided free of charge small packs of improved maize and other seed together with appropriate fertiliser. The paper discusses how the objectives of this programme evolved (but remain complex), its cost-effectiveness, and complementary policy objectives that might be pursued. It considers the different expectations raised by Starter Pack with regard to agricultural growth, poverty reduction, social protection and food security. The paper argues that Starter Pack’s main strength is as a tool for combating chronic food insecurity, but there are also important synergies with social protection, growth and poverty reduction.
ODI Specialist Series - Natural Resource Perspective
95
-
September 2004
Sarah Levy with Carlos Barahona and Blessings Chinsinga
|
| |
show details hide details
Social Protection and Pro-Poor Agricultural Growth: What Scope for Synergies?
(PDF, 72kb)
Social protection (SP) and livelihood promotion have conventionally been handled by different departments within governments and donor organisations. Taking the example of agriculture, this paper argues that the scope for synergy between them (when narrowly defined as ‘making the whole bigger than the sum of its parts’) is limited. However, there is substantial unexploited scope for introducing the perspectives of the one into the design and implementation of the other, i.e. for giving aspects of SP more of a growth-promoting dimension, and for designing agriculture initiatives in ways aiming to reduce risk and vulnerability.
ODI Specialist Series - Natural Resource Perspective
91
-
January 2004
John Farrington, Rachel Slater and Rebecca Holmes
|
| |

| Delivering social protection
|
| |
|
| |
show details hide details
Social protection for low capacity households in Zambia
(PDF, 164kb)
Social protection is seen as a central pillar of growth in Zambia's National Development Plan, but its implementation remains a challenge. Enabling households to graduate from social protection support means building their assets and increasing their resilience to shocks and stresses. Existing strategies are hampered by lack of knowledge on the numbers and needs of poor households. This Project Briefing proposes a framework of protection, prevention and promotion as a tool to contribute to the graduation of low-capacity households from high vulnerability and poverty.
ODI Publications - Project Briefing
11
-
May 2008
Rebecca Holmes and Rachel Slater
|
| |
show details hide details
Cash transfers in Sierra Leone: Are they appropriate, affordable or feasible?
(PDF, 204kb)
This Project Briefing discusses whether cash transfers are an appropriate, feasible and affordable tool to assist Sierra Leone’s post-conflict transition and contribute to reducing poverty levels.
ODI Publications - Project Briefing
8
-
January 2008
Rebecca Holmes and Adam Jackson
|
| |
show details hide details
The potential for joint programmes for long-term cash transfers in unstable situations
(PDF, 189kb)
This paper examines the potential for jointly funded long-term cash transfers to form part of social protection in unstable situations. It argues that there are three essential challenges:
* Financing – how to provide longer term, more harmonised and predictable funding for social transfers in unstable situations;
* Actors and delivery capacity – which actors or combinations of actors could deliver social transfers at scale (governments, NGOs, UN agencies, or the private sector);
* Mechanisms – the form a social transfer should take (food or cash).
HPG Publication - Commissioned Report
-
September 2007
Paul Harvey and Rebecca Holmes
|
| |

| Social protection instruments
|
| |
show details hide details
Social protection for low capacity households in Zambia
(PDF, 164kb)
Social protection is seen as a central pillar of growth in Zambia's National Development Plan, but its implementation remains a challenge. Enabling households to graduate from social protection support means building their assets and increasing their resilience to shocks and stresses. Existing strategies are hampered by lack of knowledge on the numbers and needs of poor households. This Project Briefing proposes a framework of protection, prevention and promotion as a tool to contribute to the graduation of low-capacity households from high vulnerability and poverty.
ODI Publications - Project Briefing
11
-
May 2008
Rebecca Holmes and Rachel Slater
|
| |
show details hide details
Cash transfers in Sierra Leone: Are they appropriate, affordable or feasible?
(PDF, 204kb)
This Project Briefing discusses whether cash transfers are an appropriate, feasible and affordable tool to assist Sierra Leone’s post-conflict transition and contribute to reducing poverty levels.
ODI Publications - Project Briefing
8
-
January 2008
Rebecca Holmes and Adam Jackson
|
| |
show details hide details
A conceptual framework for understanding the role of cash transfers in social protection
(PDF, 234kb)
Defines a conceptual framework for cash transfers in social protection, that focuses on three spheres: institutions, politics and governance; capacity and implementation; and local economic and social impacts.
ODI Publications - Project Briefing
5
-
January 2008
Rachel Slater, John Farrington, Rebecca Holmes and Paul Harvey
|
| |
show details hide details
The potential for joint programmes for long-term cash transfers in unstable situations
(PDF, 189kb)
This paper examines the potential for jointly funded long-term cash transfers to form part of social protection in unstable situations. It argues that there are three essential challenges:
* Financing – how to provide longer term, more harmonised and predictable funding for social transfers in unstable situations;
* Actors and delivery capacity – which actors or combinations of actors could deliver social transfers at scale (governments, NGOs, UN agencies, or the private sector);
* Mechanisms – the form a social transfer should take (food or cash).
HPG Publication - Commissioned Report
-
September 2007
Paul Harvey and Rebecca Holmes
|
| |
show details hide details
Social Assistance in Developing Countries Database
(PDF, 604kb)
This database aims to be a user-friendly tool to provide summary information on social assistance interventions in developing countries. The database aims to: provide a summary of the evidence available on the effectiveness of social assistance interventions in developing countries;focus on programmes seeking to combine the reduction and mitigation of poverty, with strengthening and facilitating household investments capable of preventing poverty and securing development in the longer term; select programmes for inclusion in the database on the basis of the availability of information on design features, evaluation, size, scope, or significance; provide summary information on each programme in a way that can be easily referenced by DFID staff and others with only a basic level of technical expertise.
Chronic Poverty Research Centre (CPRC) Database
3
-
July 2007
Armando Barrientos and Rebecca Holmes
|
| |
show details hide details
'Conditional Cash Transfers In Peru: Tackling The Multi-Dimensionality Of Poverty And Vulnerability'
(PDF, 101kb)
This paper discusses the development and implementation of Juntos ('Together'), a cash transfer programme in Peru aimed at developing human capital and breaking inter-generational transfers of poverty. The paper is based on documentary analysis and fieldwork in Ayachucho Department, the first region in which the pilot phase of the programme was implemented. We selected two communities based on the following criteria: presence of Young Lives sites (given plans to follow up with longitudinal research about the effects of the programme over time), geographical accessibility; size of the population and the number of children enrolled in the programme. The analysis pays particular attention to the impacts of this social protection mechanism on women and children, the strengths and weaknesses of a conditional approach, and changes in family and community dynamics. It concludes by discussing future policy challenges and directions for research.
Chapter in Alberto Minujin et al. (ed.) 2007. 'Social Protection Initiatives for Families, Women and Children: An Analysis of Recent Experiences.' New York: New School and UNICEF.
-
February 2007
Nicola Jones, Rosana Vargas and Eliana Villar
|
| |
show details hide details
Social protection transfers for chronically poor people
(PDF, 322kb)
Effective social protection is vital to help chronically poor people and countries build assets, increase their capacity to withstand shocks and stresses, and thus escape from poverty; without it, they will continue to be trapped in poverty.Key elements of an effective ‘social protection package’ for chronically poor people are: a core of broad measures to enhance incomes, assets and security and increase access to services, and specific measures, such as nutritional support targeted at particular groups. Wider complementary policies promoting economic opportunities and political and social rights are also essential.
Chronic Poverty Research Centre (CPRC) Policy Brief
2
-
February 2007
Rachel Marcus
|
| |
show details hide details
Disasters vol. 30, no. 3 - special issue on cash transfers
Emerging evidence on the role of cash transfers in poverty reduction means that they are on the agenda in emergency and developmental contexts across the developing world. In a unique initiative Development Policy Review and Disasters have published simultaneous theme issues on cash transfers.
ODI Journals - Disasters
-
September 2006
Various authors
|
| |
show details hide details
Development Policy Review vol. 24, no. 5 - special issue on cash transfers
Emerging evidence on the role of cash transfers in poverty reduction means that they are on the agenda in emergency and developmental contexts across the developing world. In a unique initiative Development Policy Review and Disasters have published simultaneous theme issues on cash transfers.
ODI Journals - Development Policy Review
-
September 2006
Various authors
|
| |
show details hide details
Overview of findings from the Inter-Regional Inequality Facility
(PDF, 183kb)
The Inter-Regional Inequality Facility was established in 2004 with the aim of promoting and sharing knowledge about the issue of inequality: how it affects development and how policy can address it. This overview paper outlines the work of the facility, and briefs produced by the facility which describe specific policy instruments used by governments in Africa, Asia and Latin America which address inequality.
Inter-Regional Inequality Facility Policy Brief
-
February 2006
Edward Anderson
|
| |

|