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Rashad Cassim
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Rashad Cassim
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I am from Johannesburg, South Africa. In 1993, I set up a research unit that was aimed at helping the post-apartheid government in trade and industrial policy. The institute had a good link because it had been initiated by bureaucrats within the new government and these were people who had an academic background and could appreciate research when they went into government. The new government discovered that there had been no tradition within the old government of harnessing research from the community to influence policy. The main aim of this unit was to do just that. The governance structure of the institute was such that you had the major policy-makers with an academic and research interest influencing the agenda. As a research manager I did not often have the luxury of determining the research agenda. There was some of that, but essentially the government set the parameters of what we should research. Beyond that, we had a fair amount of freedom in deciding how to do the research and what methodologies to use and so on. In a sense it worked very well because the governance structure meant that policy-makers had a serious stake in the Unit and they relied very heavily on it for what were often burning policy issues. They were often good people with a genuine interest in research and with influential positions in government. The transitional nature of the country threw out many challenges for which a great amount of research was needed.

What was particularly interesting about the way that the Unit was set up was the extent to which it bought into the government's policy package. It was not the aim of the research to question in a fundamental way the government's policies of market liberalisation and so on, although what we did begin to question were a whole lot of policy issues at the margins.

There are a few ways in which I think government took up the research. One important way was in terms of exposure to different alternatives. For example, if the government chose to liberalise the economy, we would bring in various analysts to look at the pros and cons moving either faster or slower than the government was moving. Exposure to different options was quite critical in helping the government to think through some of the issues. Another important aspect was that although we were driven by the demand side, I think that what the government ultimately used was research which we had proactively begun to work on. For example, when we started in 1993, the government was pretty much obsessed with free trade agreements and we said that they needed to think about the service economy. They were not terribly interested at the time, but five years later they used the services work we had produced in a far more serious way than the trade policy research which they themselves had commissioned. So one of the biggest lessons to come out was that the proactive work, which at the time the government had not been keen on, came to have more of an impact on their thinking than the whole demand-driven research.

I think that the major impact that we had on government was to get government to think critically about the implications of what they are doing. For example, what is seen as one of the success stories in South Africa is a success story of industrial policy in supporting the motor industry. In its media, the government played up how successful it was at promoting a good programme around the motor industry. We then came out with research which showed that although there had been some progress around the motor industry, that essentially came at a real cost to the economy. Suddenly the terms of the debate changed. Even journalists in the newspaper began putting inverted commas around 'the success' of the motor industry. This stretched the government to consider that their conclusions needed to be moderated, or at least that there were other alternative ways of looking at the success of a policy.

If I had to draw three lessons from our experience, I think firstly that we underestimated the time that one has to put into the packaging of research. For example, one of the reasons we found for a low uptake of research was that most of the researchers - even those who were consultants rather than academics - often struggled to package things in a way that governments could absorb. The packaging of the research is important even if your policy-makers are sophisticated. We employed a few people to do this, but we undoubtedly needed to do more on this.

Having said that, there is still always a need to build the absorbtive capacity of governments. It is important to hold short, quick workshops to expose governments to the methodology that underscores your impact analysis of trade policy and so on - even if that means going to government offices rather than holding a larger conference.

The third issue which affected our success was our close links with government, but that was also our failure in some respects. It works very well when you have a highly accountable government with open-minded policy-makers, but the moment that those people change and are succeeded by new people, you become more vulnerable, particularly when research challenges some of the more fundamental assumptions. So it is important to keep close contact with government but ensure that your integrity is maintained by having some independence. Having some independence does not necessarily mean that you have less influence. You can have more influence from a distance sometimes.


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Last Updated: 13 January, 2009
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