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Note: although this concept note was developed for a six
month DFID project to help FAO develop a
proposal for a strategic programme for information in support
of sustainable livelihoods through relevant policies, institutions
and processes, the project was not implemented. The
preparatory project ideas continued through other channels,
including presentation of a summary of the
results during FAO's 2nd Consultation
on Agricultural Information Management in September
2002, and which were also reformatted for a wider audience
on the FAO
web site.
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Strategic
Context
The Strategic
Programme for Information in support of Rural Livelihoods (RL-Info)
is designed to strengthen FAO's normative information services,
to promote a livelihoods orientation throughout FAO's information,
and to enhance the information components of the other three DFID
extra-budgetary livelihoods projects. A six-month preparatory
project included discussions among DFID and FAO staff in Rome
and London, a desk study to identify how to improve information
for sustainable livelihoods, field visits to meet internal and
external stakeholders in Ghana, Uganda and India, and a series
of meetings by an interdisciplinary expert panel within FAO Rome.
This has coincided with DFID's preparation of an Institutional
Strategy Paper (ISP) to guide its support to FAO over the next
five years. Although still under development, the ISP is likely
to focus on strengthening FAO's ability to achieve its five strategic
objectives through greater interdisciplinarity, focus on poverty
elimination and the Millenium Development Goals, strengthened
partnerships with other international organisations, a more holistic
approach to rural development and a strengthened focus on livelihoods,
poverty, and trade. The programme will focus on the following
four themes:
- National
Poverty Reduction Strategies
- Trade
- Livelihoods
- Food
Security
Information
Constraints and Needs of Key External Stakeholders
The preparatory project confirmed
the strategic importance of FAO's information provision for policy
makers in international and national agencies and governments,
and service institutions. However, many stakeholders felt that,
although FAO produces a vast amount of information in print and
on its web-site, the sectoral orientation and highly technical
nature of the information make it less useful for policy makers
and practitioners involved in broader livelihoods-oriented development
processes.
The desk
study identified seven critical issues for improving the impact
of FAO's information on livelihoods, particularly for poor people
in rural areas.
- Appropriate content and context how to
ensure that the right information is produced and delivered in
the right format for the wide range of stakeholders, from policy-makers,
through service providers to farmers, the most inaccessible of
whom are women.
-
Building
on existing systems - how to capitalise on, rather than replace
and lose the value of existing indigenous, and therefore highly
trusted, information and information systems.
-
Building
capacity - how to strengthen capacity of people involved in
information provision to provide the right information in the
right formats, and male and female information users to use
a wider range of information and information technology.
-
Access,
empowerment and democratisation - how to ensure that relevant
information actually reaches poor people, especially women,
and empowers them to improve their own livelihoods, and is not
captured by wealthier or more powerful sections of the community,
or middlemen.
-
Strengthening
partnerships - how to build the new horizontal and vertical
inter-organisational, inter-departmental and inter-sectoral
partnerships necessary to ensure information is available to
all stakeholders.
-
Realistic
approaches to technologies to support information and communication
- how to build sustainable systems that extend and enhance existing
systems, and are expandable and extendable.
-
Information
costs, value and financial sustainability - how to value and
finance the establishment of appropriate information infrastructure
and the provision of appropriate information content, particularly
in remote rural
areas.
Further
analysis of the results of the desk study and country visits identified
five different external stakeholder groups for information from
FAO:
-
Food production and rural development policy makers and donors-
international, national and sub-national.
-
Donors
- international and national.
-
Natural
resources and rural development research institutes - international,
national and sub-national, governmental and non-governmental.
-
Rural
service institutions - international, national and sub-national,
governmental, non-governmental and private sector.
-
Institutions involved in marketing of food and other rural products
- international, national and sub-national.
-
Rural communities and representative organisations
- national and sub-national.
FAO's
comparative advantage lies primarily in its status as an inter-governmental
organisation with a mandate to collect and synthesise national-level
information into useful information products at a global or international
level. Although all of the above external stakeholders use FAO
information, the primary targets for FAO's normative information
products are International, National and Sub-National Decision
Makers, and National and Sub-National Food Production and Rural
Service institutions who provide information and other services,
especially to poor rural producers. FAO also needs to understand
how information circulates among and between community organisations
and rural producers at National and Sub-National level to ensure
that it provides the right sort of advice and information products
in the right formats to decision makers and service institutions.
Internal
Stakeholders and Processes
The
process of transforming the information gathered from Member States
into useful products and services for external stakeholders, involves
a diverse set of stakeholders and processes within FAO itself.
There are over 20 technical divisions whose programmes of work
impinge on the thematic areas identified as well as numerous formal
and informal interdepartmental working groups. In addition, several
of the 16 Priority Areas for Interdisciplinary Action (PAIAs)
developed within the Medium Term Plan are highly relevant:
-
Local Institution building to improve capacity for achieving
sustainable rural livelihoods
-
WTO multilateral trade negotiations on agriculture, fisheries
and forestry
-
Definitions, norms, methodologies and quality of information.
-
Spatial information management and decision support tools
-
Global perspective studies
Key
International Agricultural Policies and Issues
Extract from emerging DFID Agricultural
Strategy Paper, identifying major current issues in agricultural
development and economics, and how the programme will contribute
where relevant.
Project
Approach
Principles
RL-Info will learn about and promote improved information processes
within FAO and its Member States by collaborating with stakeholders
on case-studies addressing specific information issues and problems.
The case studies will provide opportunities for the programme
to learn about information processes, and how information can
contribute to a number of themes including national poverty reduction
strategies, trade, livelihoods approaches and food security.
They will develop, test, evaluate and disseminate appropriate
and sustainable information management processes, approaches and
tools which will continue to be used beyond the end of the programme.
The programme will identify and engage with stakeholders keen
to collaborate, and help them to conceptualise and internalise
these approaches, document lessons, and advocate for wider lesson
learning and application.
Potential
Case Studies
The
programme preparation process identified many opportunities for
RL-Info to engage collaboratively with a range of partners in
FAO Rome, India, Uganda and Ghana, which would both address the
partners' immediate information needs, and help FAO to learn more
about how best to collect and provide information to support sustainable
livelihoods through its role as a global knowledge broker. RL-Info
will also seek to learn from others involved in relevant initiatives
in FAO and other development agencies, incorporating validated
results into the programme where appropriate. Criteria for selecting
case studies included adding value to other DFID-funded projects
within FAO, working and complimenting DFID's programmes in priority
countries, as well as priority issues within FAO, and the enthusiasm
of stakeholders to collaborate with the programme. Further work
is needed to develop these potential case studies into clear activities
that will deliver the necessary outputs, and to identify other
external contributors. This will be done during the final project
preparation period and the first few months of the project.
Rome-based
case studies:
1.
Developing an institutional learning platform for the LSP:
RL-Info will work closely with the DFID-funded Livelihoods Support
Programme (LSP) to develop information management and dissemination
components of the Institutional Learning component. This would
help FAO to develop mechanisms to strengthen interdisciplinary
learning and collaboration on livelihood issues, and will contribute
to FAO's PAIA on "Local Institution Building to Improve Capacity
for Achieving Sustainable Rural Livelihoods".
2. Improving the dissemination of information
about trade: RL-Info will work closely with the Agricultural
Policy Support Service to synthesise and improve dissemination
of distance-learning materials on trade to inform policy makers
involved in the forthcoming WTO negotiations. This will help
FAO to develop mechanisms to synthesise and deliver information
from countries to international policy proceses, and will contribute
to FAO's PAIA on "WTO Multilateral Trade Negotiations on Agriculture,
Fisheries and Forestry".
3.
Supporting the establishment of an electronic pro-poor livestock
policies network: Working closely with the DFID-funded
Pro-poor Livestock Policy Facility, RL-Info will provide advice
and guidelines for the development of an electronic network to
improve information dissemination among agencies involved in livestock
development policies. This will help FAO to learn about the application
of livelihoods approaches, and develop mechanisms to generate
and provide information to improve regional and national policies
within a specific sector.
4.
Helping to develop and disseminate guidelines for National
FIVIMS: RL-Info will supply information-system expertise
to the FIVIMS group in FAO currently working on defining new participatory
indicators of food insecurity vulnerability. This will help FAO
develop new mechanisms to manage information gathered through
participatory processes, and contribute to the PAIAs "Global Perspective
Studies" and "Spatial information management and decision support
systems". This will also contribute to strengthening in-country
capacity to participate in the Common Country Assessment (CCA)
and UN Development Assistance Framework (UNDAF) and to help monitor
the implementation of Poverty Reduction Strategies ( see also
country case study 6 below).
Country-based
case studies:
5.
Enhancing FAO's normative role in support of the Poverty Reduction
Strategy Processes: RL-info will strengthen the capacity
of FAO in India and Uganda to provide information to key stakeholders
and to better support the design and implementation of National
PRSPs, through improved internal information management and delivery
systems, active promotion of FAO information, and provision of
normative advice about information to stakeholders. Systems for
regular evaluation of the impact of FAO's information will also
be established. Communicating the results of this work through
the FAORs at country level and the Office for Coordination of
Normative, Operational and Decentralised Activities (OCD) will
help to affirm the importance and increase the sustainability
of these activities at country level.
6.
Strengthening capacity within the national FIVIMS programmes:
RL-Info will work closely with the FIVIMS pilot projects in India
and Uganda to extend the approach to lower administrative levels.
Partners in India will include a wide range of national Ministries
and major agencies, local government, NGOs, multi- and bilateral
agencies, and university academics. In Uganda, the programme
will collaborate with the Uganda National Statistics Bureau to
help them develop indicators and information systems for a national
FIVIMS (which will also be useful for monitoring the PMA process
and assisting in national policy planning). This case-study will
help FAO develop new methodologies, tools
and guidelines which will be documented and communicated through
FAO's information systems to other national FIVIMS processes.
7.
Development of normative guidelines for national rural information
systems in support of PRSP design and implementation - institutional
component: Separate case
studies will be developed within two PRSPs, specifically under
the World Bank's National Agricultural Technology Project (NATP)
and the National Agricultural Advisory Services (NAADS) in India
and Uganda respectively. RL-Info will develop and test guidelines,
methods, and tools for differentiated information systems for
key rural service institutions in the governmental, non-governmental
and private sectors. Work will begin in one or more specific
geographical locations with sufficient but manageable numbers
of stakeholders, after which experiences will be fully documented
and packaged for application elsewhere in these two countries
and in other Member States. The main objectives will be to strengthen
linkages between institutions, improve knowledge mobilization,
access and exchange (especially public goods, and including FAO's
own information), introduce and/or strengthen two-way communication
processes.
8.
Development of normative guidelines for national rural information
systems - community component: Separate case studies
will be undertaken within (a) PRSPs in Uganda and Ghana, (b) the
FAO/DFID Sustainable Fisheries Livelihoods Programme (SFLP) in
West Africa, and (c) the DFID-funded Andra Pradesh Rural Livelihoods
Programme (APRLD) in India. RL-Info will develop and test guidelines,
methods, and tools for livelihoods-oriented information systems
at the community-level, and which are explicitly linked to the
institutional systems where these are to be considered in case
study 7. Work will begin in one or more specific geographical
locations in each country with sufficient but manageable numbers
of stakeholders, e.g. Soroti District, Uganda. These interventions
will be designed in close consultation with national stakeholders,
and will bring together inputs from FAO's experience in participatory
community development, farming systems, and market information
systems. Experiences will be fully documented and packaged for
application elsewhere in these countries/programmes and wider.
9.
Development of normative guidelines for information systems in
support of national rural policies: RL-Info will support
the development and implementation of coordinated and coherent
information and communications strategies underpinning delivery
of Uganda's Plan for the Modernisation of Agriculture (PMA) within
the Poverty Eradication Action Plan (PEAP). FAO will work specifically
with the PMA Secretariat and the National Agricultural Advisory
Service (NAADS) and other public and private partners.
Sustainability
Mechanisms
within FAO that will contribute to the success and sustainability
of the project include:
-
The
establishment of a WAICENT Committee at ADG level to develop
a coherent approach to information management and dissemination
based on a FAO-wide Information Management Strategy will ensure
that project outputs are incorporated within FAO strategy and
applied throughout FAO.
-
FAO's biennial Consultation on Agricultural Information Management
(COAIM) provides a high-level forum to promote uptake of programme
outputs throughout the Member States and to promote the role
of information through FAO's other consultation processes in
Agriculture (COAG), Fisheries (COFI), Forestry (COFO), Food
Security (CFS), and through the FAO Council.
-
The
existing and expanding WAICENT Outreach Programme and Communication
for Development Programme provide mechanisms for promotion of
programme outputs in FAO's Member States, and its Regional and
Country Offices, through outposted staff and information systems.
-
Programme outputs will contribute to and be incorporated within
the WAICENT Information Management Resource Kit and WAICENT
communities of information management practice.
Budget
£750,000
per year, breakdown to be completed.
Timing
and Reporting
To
be completed.
Summary
Log Frame
|
Goal
|
Objectively Verifiable Indicators
|
|
FAO
makes a more effective contribution to poverty elimination
and food security.
|
1.
Contribution by FAO to Poverty
Reduction Strategy Processes demonstrated.
2.
FAO's contribution to attainment of the World Food Summit
and Millenium Development Goals on food security enhanced
|
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Purpose
|
|
|
Enhanced
impact of FAO as a global knowledge broker through improved
information for policies and rural services, focusing on
national poverty reduction
strategies; trade; livelihoods, and food security.
|
1. FAO influences the World Bank to
specify resource allocation for agricultural information
exchange within PRSPs.
2. Effective use
of FAO's information products by Member States for international
trade policy discussions
3. Livelihoods
principles reflected in FAO's information outputs
4. Participation in FIVIMS in Member
States increased
|
|
Outputs
|
|
|
1.
Improved understanding of the
information needs of international and national policy-makers
and national rural service institutions.
|
1. Proportion
of FAO information products based on assessment of needs of
rural policy-makers and services increased from Y % to Z %. |
|
2.
Mechanisms for enhanced information management for strategic
inter-disciplinary areas developed and validated.
|
2.1. At
least 5 technical divisions contribute to mechanisms.
2.2. Measurable
improvement in PAIAs
|
|
3.
Normative guidelines, methodologies and tools for improved
information exchange and communication developed and validated.
|
3.1
At least 15 RL-Info guidelines, methodologies and tools
developed and tested by WAICENT/SDRE
3.2
Uptake of RL-Info experience in at least 10 Member States
by 2005.
|
|
4.
International
and national policy-makers and national rural service institutions
more aware of and actively using FAO information, guidelines
and methodologies.
|
4.1
X % of a representative sample of stakeholders in project
pilot countries use and are satisfied with FAO information
by end of project.
4.2
Demand for information services from FAO offices in X countries
increased
|
|
5.
Increased
coherence and interdisciplinarity of FAO information outputs.
|
5.1
Improved coherence and interdisciplinarity of programme
outputs for normative information functions in PWB 2004/5.
5.2
All technical departments actively involved with GIL/WAICENT
in preparation for COAIM 2004.
|
| 6.
Effective
institutional mechanisms for programme implementation established. |
6.1
Programme Coordination Unit in Rome operational in WAICENT
6.2
Programme Task Force operational in Rome led by WAICENT
and SDRE
6.3
Country Support Units in FAO Offices operational in case-study
countries
6.4
Strategy for learning and sharing lessons from RL-Info established
by WAICENT and SDRE in first six months
6.5
Viable mechanism for assuring coherence between FAO norms
in information and communication and FAO country activities
established by WAICENT and SDRE
|
|
Activities
|
| 1.
Improved understanding of the information needs of international
and national rural policy-makers and national rural service
institutions |
|
1.1
Identification
of stakeholders within selected groups (viz. international
and national policy-makers and national rural service institutions)
1.2
Development
of guidelines for assessing demand for FAO information
1.3
Differentiated
demand assessments
|
| 2.
Mechanisms
for enhanced information management established for strategic
inter-disciplinary areas developed and validated. |
|
2.1 Further development with ESDG
of Global FIVIMS website and communication network
2.2 Enhancement of the TCA-led trade-related
distance learning programme
2.3 Development of information management
and dissemination components of LSP Institutional Learning
Platform
2.4 Provision of advice and guidelines
for development of information platform of Pro-poor Livestock
Policy Facility
|
| 3.
Normative
guidelines, methodologies and tools for improved information
exchange and communication using modern technologies developed
and validated by case studies in FAO Headquarters, India,
Uganda, and Ghana |
|
3.1 Further development with ESDG
of Global FIVIMS website and communication network
3.2 Enhancement of the TCA-led trade-related
distance learning programme
3.3 Development of information management
and dissemination components of LSP Institutional Learning
Platform
3.4 Provision of advice and guidelines
for development of information platform of Pro-poor Livestock
Policy Facility
3.5 Development of coherent strategies
for information systems in support of pro-poor policy-making
and guidelines for their implementation (FIVIMS in India,
and FIVIMS/Agricultural Statistics in Uganda)
3.6 Development and testing of guidelines
for strengthening information systems for agricultural service
institutions (NATP and APRLP in India, and NAADS in Uganda)
3.7 Development and testing of guidelines
for strengthening community information networks. (APRLP
in India, FFS in Uganda, and District-level systems in Ghana)
|
| 4.
International and national rural
policy-makers and national rural service institutions more
aware of and actively using FAO information, guidelines and
methodologies. |
|
4.1 Sensitization of selected groups
(viz. international and national rural policy-makers and
national rural service institutions) through FAO's Council,
COAG, COAIM, workshops, and distribution of promotional
materials.
4.2 Participation in international
policy processes in information, such as the G8-DOT Force
and the Communication Initiative.
|
| 5.
Increased coherence and interdisciplinarity
of FAO information outputs. |
|
5.1 Collection, assessment and incorporation
of lessons learned into regular programme field activities
and policy discussions by WAICENT/SDRE management
5.2 Collaboration between WAICENT/SDRE
management and the Office for Coordination of Normative
Operational and Decentralized Activities (OCD) to devise
mechanisms for uptake of relevant lessons by FAORs
5.3 Preparation of COAIM 2002/2004
by WAICENT, SDRE and other FAO units
5.4 Provision of inputs from Programme
Task Force for consideration by the WAICENT Committee
5.5 Development of information management
and dissemination components of LSP Institutional Learning
Platform
|
| 6.
Effective
institutional network for programme implementation established |
|
6.1 Establishment of Programme
Coordination Unit in WAICENT.
6.2 Establishment of Support Units
in FAO Representations in case-study countries
6.3 Establishment of Programme Task
Force led by WAICENT and SDRE
6.4 RL-Info Learning Platform established
by WAICENT and SDRE
6.5 Monitoring and Evaluation of
Programme
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| Last Updated:
13 January, 2009
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