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Meeting Series:
Jan-April 2006:
(Re)building Developmental States: From
Theory to Practice
From Civil Service Reform
to Capacity Development
Speaker: Merilee Grindle, Edward S. Mason Professor
of International Development, Center of International Development,
Harvard University
Discussant: Andrew Lawson, ODI
Chair: Karin Christiansen, ODI
Friday 29th March 5.00 - 6.30pm at
ODI
Merilee Grindle - 'Good
Enough Governance' Power Point Presentation
Merilee Grindle paper - 'Good
Enough Governance Revisited'
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Audio
Introduction
Speech Part 1
Speech Part 2
Discussant
Discussion Part 1
Discussion Part 2
Discussion Part 3
You'll
need Windows Media Player to listen to these clips. You
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Grindle began by saying when we talk about good governance
(GG) we end up talking about virtually all aspects of
public sector from institutions to decision making structures
to administrative aspects of governance, from human
resources to actual interface between citizens and officials.
Her presentation, which reviewed GG and suggested areas
for further work, had 3 parts:
1. GG is important
2. GG agenda is too ambitious
3. Suggest ways to make it more realistic
The GG agenda is important - citizens are better off
under political systems that provide for security, stability,
rule of law, efficiency, etc. - but there are questions
around it. She emphasised the point that the GG agenda
shouldn't be understood as the basis on which political
and economic development are built i.e. GG is not necessary
a precursor to/precondition for growth, poverty reduction,
democracy - historical and current case studies demonstrate
this is not the case.
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She went on to say the GG agenda is deeply flawed as
a guide to development. It is a long list that developing
countries are told must be done before they can develop
politically and economically. It is an overwhelming
task compared to local capacity. For example:
1) The number of governance reforms recommended in the
'World Development Reports' has increased dramatically
from 45 in 1997 (when WDR highlighted states as agents
of development) to 116 in 2003.
2) The list of requirements that need to be implemented
to achieve GG is unreasonably long for developing countries
that have weak institutions, little capacity in terms
of resources and human resources, governments with questionable
legitimacy and flawed decision making processes and
disenfranchised populations.
3) Lists of requirements do not provide guidance about
relative importance of different items or sequencing,
or what is feasible.
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She outlined what can be done to make the GG agenda
more realistic. Rather than GG, Good Enough Governance
allows parties to think about the minimum conditions
important for the next steps for political and economic
development. Not all government deficits need to be
tackled at once. This raises questions about GG interventions,
about how important they are and how they should be
prioritised and made relevant to context. Which deficits
should be tackled first?
She made suggestions about how to go about reducing
the scope and size of the GG agenda:
1) Become better students of history (eg the work of
Ha Joon Chang). Civil service reform in US was introduced
in 1883 but it took between 40-60 years before it could
be said there was effective civil service system in
US, partly because implementation of reform was part
of an implicit bargain between politicians who wanted
patronage and those technocrats who wanted a better
civil service. We tend to compare our idealised notions
of GG with what is actually happening on ground in developing
countries.
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2) Ask the question 'good governance for what?' Need
to question whether all GG interventions lead to a multiplicity
of good outcomes. Civil service reform may make government
more efficient but may not alleviate poverty. Need to
think specifically about the goal and then the governance
interventions to achieve it.
3) Spend more time thinking about what is working. Gives
us insight into factors that promote change and the
underlying structures that assist this (citing work
by J Tendler).
4) Establish priorities. This is a political task that
often outsiders may not have the capacity to influence.
However, there are some things that can be done. DFID
argues that it needs to start from 'where the country
is'. This is a useful starting point for thinking about
GG agenda. Priority might be (e.g., in Afghanistan and
Sierra Leone) to provide basic physical security, or
to increase legitimacy of government. Other countries
(Burkina Faso, Honduras, etc) might already have institutional
coherence so they can start thinking about expanding
public services and tackling most development-adverse
forms of corruption. Elsewhere (e.g., SA, India, Mexico)
might undertake more difficult governance reforms e.g.
transparent budgeting processes, risk mitigation systems
etc.
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Grindle said Dfid asked her, what would a practitioner
in field do with 'good enough governance'? She said
her answer to Dfid is to use a series of matrices that
might be useful in particular instances to help narrow
down agenda (see 'Good Enough Governance Revisited'
paper for Dfid and Mick Moore's matrix on political
systems and different characteristics, capacity, institutions
etc. in different types of states). States differ significantly
in terms of capacity and interests of political elites
in taking on governance reforms.
She concluded with the following points:
1. There is a need to reformulate the GG agenda to be
more realistic and think about 'good enough governance'.
This can be done through research, analysis of what
it takes to have different kinds of reform initiatives,
and country-specific assessments of how realistic certain
types of change are in different circumstances and in
different types of states.
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2. What can donors and outsiders do?
Invest in more research and build analytic capacity
in developing countries;
a) Emphasise a reasonable agenda and expectations for
what can be achieved on GG in short, medium and long
term;
b) Reward movement in the right direction with reasonable
goals;
c) Build capable civil society as a counterpart to capable
government;
d) Think about 'the demand side' of GG in terms of helping
civil society to develop capacity and desire to be represented
in policy process, to seek out information, and to hold
government accountable.
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Lawson said GEG is a powerful concept. It is useful
and clearly changes the nature of the debate. In this
series of meetings it is striking how different experts
from different disciplines tend to define GG in different
ways. Grindle brings us back down to earth by saying
she thinks 'good enough governance' is a more useful
starting point. He posed 2 questions: what could be
wrong with it and where might it lead us that could
be dangerous?
He outlined 2 potential problems:
1. 'Good enough governance' is difficult to operationalise.
It could end up in tautology if we're not careful -
needs to be context specific.
2. There are problems in trying to persuade different
donor agencies that they have little influence; that
societies change because of internal processes of protest
and demand, which are often driven by economic processes
that donors have little control over.
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He concluded, researchers should be careful that when they
diagnose 'good enough governance' and try to operationalise
it so that they don't end up with a 'blueprint' that might
drive donors even more to think that they can promote change
by using it. He asked if there wasn't a more inductive process
where people examine what has happened in terms of historical
change and look in a more general way at the types of things
that should be promoted? For example, give access to information
to people, though it is delinked to thinking about outcomes
and encourage governments to share knowledge, network, to
learn from each other.
The discussion raised the following:
- There is a moral relativism in the 'good enough governance'
discussion that is unsettling. Are there any absolute standards?
Is undermining political rights acceptable if growth is good?
Where are Grindle' s limits? Grindle replied all items on
GG list can be justified, can be explained in terms of how
good they are for development, for citizens etc. e.g. rights
for women can be judged on basis of absolute standards but
whether they are a step towards economic or political development
is another type of question.
- Was it right for H Benn to withdraw aid to Ethiopia after
govt shot people in the street?
Grindle replied there was no clear answer.
- The hierarchy presented for different forms of states. But
are we really saying that because Afghanistan is a failed
state it can guarantee security without other governance reforms
further down hierarchy e.g. participation? Grindle replied
that the hierarchy needs a lot more thinking and that she
suspects the establishment of some kind of basic personal
security might be prior to other types of government reforms,
even if this is imposed in authoritarian or unjust ways.
- The idea that discussions should start from where a country
is. What if what works is a 'familial society', can you put
other things such as fair system of personal security right
before that's been tackled?
- The role of donors. Donors pay civil service in some countries.
Can they in these countries contract out of responsibility
for government agenda, if they are paying for it?
- In Sierra Leone people started off trying to everything
and this is not feasible. Things that actually happened had
political coalitions behind them. Politics is very important.
Security and decentralisation were supported by national politicians
and donors. However, there were different agendas/rationales
for supporting each of these.
- 'Good enough donor support' to the GG agenda in developing
counties is more important than talking about GEG. How should
the international community assist in improving GG. Key issues
are minimum standards and prioritisation. Donor community
not good at upholding minimum standards e.g. not implementing
political conditionalities. There is a multitude of donors
involved in each country and they have different priorities
for GG. There is no mechanism to decide what gets real priority
and governmentts may not have capacity or will to do this
themselves, just anxious to take donor money. How can we try
and do something about this?
- What about governance issues in relation to developed countries
e.g. issues around money laundering? Donors tend to overstate
their hand regarding their influence. What is the role of
private sector in development and growth? In Asia, private
sector drove growth.
- Three concepts picked up in this State Series that are controversial
- minimum standards/thresholds, importance of context, and
priorities. Perhaps the problem is that donors aren't good
at combining these; but perhaps donors aren't actually that
relevant. To operationalise GG how about not looking at central
government but thinking about dynamics at local level, e.g.
around right to information?
- Service delivery - history shows that this has been fairly
vertical/specific. Now afflicted with 'partnership' in which
everyone is involved in everything else. Puts enormous burden
on practitioners and partnering and stakeholder- consulting
is not very effective. The question should be what is feasible
in a given timeframe.
- What is there about 'good enough governance' that will improve
our ability to change people's lives? What happens at local
level? Is a 'good enough governance' framework going to improve
service delivery? What we suffer from in current models of
governance is the inability to establish cause and effect.
Grindle replied that we need to be realistic when we sent
an agenda, to prioritize what is most important, and evaluate
that in a local context as well as determine which intervention
at which level. Lawson added the 'good enough governance'
concept is useful in breaking down a complex agenda and making
it manageable. We are not good at remembering what our own
government should be doing. (e.g.arms sales). He accepted
there are will be trade offs in minimum standards but if you
don't accept certain minimum standards they will never be
respected.
The chair commented that minimum standards can be opposed
to the idea of 'direction of change'. There are questions
about ends and means. Thinking should be in terms of decision-making
trees rather than providing hierarchies according to state
characteristics. There are tensions around whether there is
too much aid or if it has too limited an effect
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