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There are many challenges in undertaking work to assess the impact
of research on policy. The study of research impact and research-policy
linkages is simply not amenable to a single conventional means of
analysis. Nevertheless, any work in this area must evaluate the
evidence in as rigorous a manner as possible and there is a growing
body of experience that indicates the value of using context-specific,
triangulated combinations of qualitative and quantitative methods.
Our intention here is to highlight a number of challenges and to
provide some suggestions that might enable any would-be researchers
to address these challenges.
There are a number of specific challenges that researchers in this
area will need to confront. These include:
- It is difficult to quantify and attribute policy impact. Therefore,
there is a need to work from both the research end (to assess
policy impact of specific bits of research) and policy end (to
assess the role of research in clear policy shifts).
- Situations tend to be very specific and it is difficult to find
middle ground between lessons which are so context specific as
to be inapplicable elsewhere, or too generalised to be practically
useful. The implication is that we need more detailed, in-depth
studies of specific events and broader studies looking across
several contexts.
- There are too often many variables to draw clear conclusions.
These might include issues such as: contested evidence, different
political contexts and multiple networks and communication. One
solution is to find ways of reducing the number of variables,
for example by focusing on specific relatively uncontested evidence
(how to stop the spread of HIV/AIDS) and compare policy adoption
in different countries. Another way would be to evaluate the impact
of evidence from different research projects in one sector in
one country. A third would be to compare the effectiveness of
different policy research institutes and look for the characteristics
that were influential.
- Much of the evidence is qualitative and subjective. Therefore
there is a need to triangulate, using several different research
approaches to investigate the same issues.
There are various methodological approaches (both qualitative and
quantitative) that may be used in analysing issues of research policy
linkage. Some of the options and sources for further information
on each are outlined below:
- Reviews There have been general reviews on this issue
(for example by Sutton,
Nielson
and Hovland et
al), but there is still some scope for specific reviews.
- Case study analysis For example, the first phase of the
GDN Bridging Research and Policy project collected 50 case studies.
http://www.gdnet.org/rapnet/research/studies/case_studies/Case_Studies_Index.html
- Studies of Research Impact
IFPRI has undertaken a number of studies in this area and
IDRC is currently completing a systematic evaluation of the
policy impact of its research programme.
- Episode studies These refer to a study that focuses on
a clear policy change and tracks back to assess what impact research
had among the key issues driving the change. The could be focusing
on a single episode or comparative. For further information see.
ODI's RAPID Programme is using this approach in its detailed
case studies.
- Interviews Standard interview techniques are likely to
form a critical component of most investigations into research-policy
links.
- Surveys It is possible to use survey techniques
see preliminary surveys of researchers and policymakers in the
GDN project. http://www.gdnet.org/rapnet/research/studies/surveys/
- Rates of return analysis some studies have attempted
to measure the rates of return of research.
- Write shops of policymakers and communicators This technique
provides a way to tap the knowledge and experience of relevant
policymakers, practitioners and communicators.
- Sector Studies The work of IFPRI provides a rare example
of a sector study (on food policy) although from the perspective
of a single organization.
- Comparison of countries / sectors At present there has
been very little systematic work on Bridging Research and Policy
within or across countries. These could include a combination
of approaches.
Given the difficulties of undertaking research in this area, it
is often useful to combine several approaches and use 'triangulation'
to verify the results.
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